Transaction Advisory, Investment Management

December 16, 2019

Succession Planning for Investment Management Firms

Succession planning has been an area of increasing focus in the RIA industry, particularly given what many are calling a looming succession crisis. The demographics suggest that increased attention to succession planning is well warranted: a full 62% of RIAs are still led by their founders, and only about a quarter of them have non-founding shareholders. Yet when RIA principals were asked to rank their firm’s top priorities in 2019, developing a succession plan was ranked last. Fortunately, there are many viable options for RIA principals looking to exit the business.

Continue Reading

Middle Market Transaction Update Fall 2026
Middle Market Transaction Update Fall 2026
During the second quarter of 2026, deal volume and average pricing in middle market M&A was relatively stable compared to prior quarters’ activity.
Middle Market Transaction Update Newsletter
Read Now about Middle Market Transaction Update Fall 2026
Making Money in Money Management
Making Money in Money Management

What First Eagle and Wealth Enhancement Can Tell Us About Building Value

Asset managers and wealth managers can reach similar valuations through very different economic models, with relationships, product scalability, growth, and operating leverage shaping the path to value. First Eagle and Wealth Enhancement Group illustrate why sustainable AUM growth and durable cash flow matter more than scale alone.
RIA Valuation Insights Blog Investment Management
Read Now about Making Money in Money Management
The Valuation Provision in Your RIA’s Buy Sell Agreement Is Probably Stale
The Valuation Provision in Your RIA’s Buy Sell Agreement Is Probably Stale
RIA buy sell agreements can become dangerously outdated as firm values and market conditions change. Reviewing valuation provisions before a triggering event can help identify stale prices, flawed formulas, and gaps in appraisal procedures.

Cart

Your cart is empty